CLIENT PROFILE

The SEC is an independent Federal regulatory agency responsible for protecting investors, maintaining fair and orderly functioning of the securities markets, and facilitating capital formation.

CLIENT REQUEST

In response to subpoenas, ENF receives paper materials and electronic submissions in various forms, including CD’s, hard drives, emails and attachments.  Investigation and litigation support workflow process is depicted in the below. 

SEC needed to reduced costs of managing and maintaining electronic discovery software and data and improved access to analytic tools for use in the eDiscovery process for their eD3 cloud-based project.

• Perform: design, configuration, testing, electronic document discovery (EDD) processing, data and document loading
• System administration, creation of electronic productions, pilot system deployment
• Integrating analytical and review functions of the eD3 application with and developing the workflows
• Training, and operational support of the SEC electronic Discovery 3 (eD3) application

Work Requirements
Data Ingestion
Searching
Analytics
Organizing
Case Management
Litigation Event Management
Document Viewing, Printing, and TIF-on-the-fly
Production
System Integration
Migration, Archiving, and Restoring
Access and Security
Administration, Performance and Other

Technologies

• RelativityOne Government: litigation, investigations, and FOIA requests utilizing Relativity’s Artificial Intelligence
• Veritone: Artificial Intelligence (AI) powered audio and video transcription and indexing for rapid responsive file identification with Intelligent audio and video redaction.
• Brainspace: enhanced data visualization and culling for early case assessment
• IBM Aspera: Fast data transfer
• FedRAMP: The Federal Risk and Authorization Management Program is a United States federal government-wide compliance program that provides a standardized approach to security assessment, authorization, and continuous monitoring for cloud products and services.