CLIENT REQUEST
In response to subpoenas, Enforcement Division (ENF) receives paper materials and electronic submissions in various forms, including CD’s, hard drives, emails and attachments. Investigation and litigation support workflow process is depicted in the below.
SEC seeked expert assistance in reducing costs of managing and maintaining electronic discovery software and data while improving access to analytic tools for use in the eDiscovery process for their eD3 cloud-based project.
I focused on key areas for improvement in order for the SEC to achieve their goals:
- Perform: design, configuration, testing, electronic document discovery (EDD) processing, data and document loading
- System administration, creation of electronic productions, pilot system deployment
- Integrating analytical and review functions of the eD3 application with and developing the workflows
- Training, and operational support of the SEC electronic Discovery 3 (eD3) application
Work Requirements |
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Data Ingestion |
Searching |
Analytics |
Organizing |
Case Management |
Litigation Event Management |
Document Viewing, Printing, and TIF-on-the-fly |
Production |
System Integration |
Migration, Archiving, and Restoring |
Access and Security |
Administration, Performance and Other |
CLIENT PROFILE
The SEC is an independent Federal regulatory agency responsible for protecting investors, maintaining fair and orderly functioning of the securities markets, and facilitating capital formation.
Technologies
- RelativityOne Government: litigation, investigations, and FOIA requests utilizing Relativity’s Artificial Intelligence
- Veritone: Artificial Intelligence (AI) powered audio and video transcription and indexing for rapid responsive file identification with Intelligent audio and video redaction.
- Brainspace: enhanced data visualization and culling for early case assessment
- IBM Aspera: Fast data transfer
- FedRAMP: The Federal Risk and Authorization Management Program is a United States federal government-wide compliance program that provides a standardized approach to security assessment, authorization, and continuous monitoring for cloud products and services.