Hey Tim Noonan

Security and Exchange Commission (SEC)

CLIENT REQUEST

In response to subpoenas, Enforcement Division (ENF) receives paper materials and electronic submissions in various forms, including CD’s, hard drives, emails and attachments.  Investigation and litigation support workflow process is depicted in the below. 

SEC seeked expert assistance in reducing costs of managing and maintaining electronic discovery software and data while improving access to analytic tools for use in the eDiscovery process for their eD3 cloud-based project.

I focused on key areas for improvement in order for the SEC to achieve their goals:

  • Perform: design, configuration, testing, electronic document discovery (EDD) processing, data and document loading
  • System administration, creation of electronic productions, pilot system deployment
  • Integrating analytical and review functions of the eD3 application with and developing the workflows
  • Training, and operational support of the SEC electronic Discovery 3 (eD3) application
Work Requirements
Data Ingestion
Searching
Analytics
Organizing
Case Management
Litigation Event Management
Document Viewing, Printing, and TIF-on-the-fly
Production
System Integration
Migration, Archiving, and Restoring
Access and Security
Administration, Performance and Other

CLIENT PROFILE

The SEC is an independent Federal regulatory agency responsible for protecting investors, maintaining fair and orderly functioning of the securities markets, and facilitating capital formation.

Corporation Finance
Trading and Markets
Investment Management
Economic and Risk Analysis
Enforcement

Technologies